| SBI MF to empanel SBI's retired employees under the new cadre of distributors |
| 09:16 May 20,2013 |
| 56 aspirants had given NISM test during the inauguration of programme at Chandigarh on May 18. |
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| What’s in a name? |
| 08:59 May 05,2013 |
| Distributors, investment advisors, financial planners, wealth managers…. Very often the advisor fraternity uses these labels freely and interchangeably. However, each of these labels implies a different model and skills set. |
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| MF distributors await EUIN even as deadline ends |
| 11:22 Mar 31,2013 |
| Distributors seek extension of EUIN compliance deadline. |
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| UTI MF ropes in over 500 new cadre of distributors |
| 09:35 Mar 05,2013 |
| Other AMCs too are actively looking for the new cadre of distributors |
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| AMFI relaxes ARN registration norms for new cadre of distributors |
| 12:00 Feb 11,2013 |
| New cadre of distributors need not go through KYD process. |
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| Nudging the distributor |
| 02:43 Jan 31,2013 |
| Here is what a preliminary study of the new SEBI Investment Advisers regulations reveals |
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| AMFI revises code of conduct for MF distributors |
| 02:11 Jan 30,2013 |
| AMFI has expanded the scope of code of conduct for mutual fund distributors in line with the recent regulatory changes made by SEBI |
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| SEBI comes out with investment adviser regulations |
| 11:54 Jan 22,2013 |
| Corporate advisers need to have a net worth of Rs 25 lakh while individuals will need to have Rs 1 lakh. |
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| Fund managers bullish on India |
| 07:00 Jan 15,2013 |
| Speaking at the India Investment Conference organized by NISM in Mumbai last week, Prashant Jain, Sunil Singhania, Raamdeo Agrawal and Ridham Desai share their views on the current valuations, future outlook and key risks for the Indian markets. |
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| NISM simplifies certification for new cadre of distributors |
| 11:04 Jan 13,2013 |
| SEBI’s decision to rope in more distributors should help increase the penetration of mutual funds. |
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| Simplified certification for new cadre of distributors to be out soon |
| 06:30 Jan 06,2013 |
| The fee for a one-day training program for new cadre of distributors would be kept low.
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| SEBI asks AMFI to expedite process of roping in new cadre of distributors |
| 09:39 Dec 15,2012 |
| AMFI is in the process of working out the modalities of a simple certification with NISM. |
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| Mis-selling to be a 'fraudulent and unfair trade practice' in SEBI Regulations |
| 08:35 Aug 16,2012 |
| SEBI announces a host of changes for distributors. |
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| With us, the IFA Partners brand identity & relationship with the client is secure: Neeraj Choksi & Jignesh Desai |
| 06:52 Jul 23,2012 |
| In this second and concluding part of the interview, Neeraj and Jignesh take us through the technology which powers their business, training, life after entry load ban and more.
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| SEBI relaxes KYD norms for overseas mutual fund distributors |
| 10:41 Jul 20,2012 |
| Overseas mutual fund distributors are now not required to obtain NISM certification and are also not required to comply with KYD process. |
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| NISM revises CPE norms, hikes exam fees |
| 06:29 Jun 04,2012 |
| The National Institute of Securities Markets (NISM) has hiked the Continuing Professional Education (CPE) course fee more than two-fold, effective 1st June 2012. |
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| Revised: AMFI committee recommends that an IFA’s nominees should receive trail commission |
| 04:04 May 24,2012 |
| Panel wants non-certified nominees to receive all dues on commissions as also commissions on SIP investments. |
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| We need to build the knowledge levels of the existing IFA: Sundeep Sikka |
| 09:05 Dec 29,2011 |
| Sundeep Sikka, CEO, Reliance Mutual Fund feels that the industry should focus on enhancing the capabilities of existing IFAs to bring in more investors into the fold. |
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| Wealthforum submits its views on the concept paper to SEBI |
| 03:14 Nov 01,2011 |
| Here is the note given by the popular advisors forum to SEBI on the regulation of distributors |
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| No commission if ARN renewed after six months of expiry: AMFI |
| 09:24 Oct 17,2011 |
| AMFI announces changes on ARN renewal; new rules effective from January 2012 |
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| Financial advisors to be regulated by a SRO, says SEBI |
| 01:16 Sep 27,2011 |
| A concept paper released by SEBI states that banks and financial advisors have to be registered under this Self Regulatory Organization |
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| Fund officials allege distributors flouting ARN guideline |
| 04:49 Jun 02,2011 |
| AMFI has asked national distributors and banks advising mutual funds to furnish employee registration status to make sure that they comply with AMFI ARN registration rule |
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| SEBI nudges trustees to get active |
| 07:18 Feb 07,2011 |
| Capital market regulator SEBI is trying to put responsibility on the trustees of mutual funds |
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| ‘We plan to add 100 branches beyond top 15 towns’, says Himanshu Vyapak |
| 06:07 Jan 08,2013 |
| In the concluding part of the interview with Cafemutual, Himanshu Vyapak, Deputy CEO, Reliance Mutual Fund shares his company’s plans to reach beyond the top 15 towns and more. |
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| SBI MF’s profitability to be higher |
| 09:39 Feb 16,2011 |
| Training SBI employees in mutual funds and expanding the MF's branch network are among the key priorities of Deepak Kumar Chatterjee |
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