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Forums Financial Planning Can an Individual who is Partner in Partnership Firm (not an LLP) apply for RIA??

Can an Individual who is Partner in Partnership Firm (not an LLP) apply for RIA??

by Pritesh Patel Dec 13, 2017
Hi, this is Pritesh,

I am a partner in partnership firm (which is not an LLP) having an ARN. During the ARN application I had not used my AMFI certificate and even given declaration to the AMFI about non participation in Sales activities of firm.
Now I want to know whether I can individually apply for RIA with SEBI or not. If any one who has legal clarity on this please revert.
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