Cafemutual is all set to conduct a webinar on ‘Everything you need to know about the new SEBI regulations’ on the recent SEBI RIA guidelines. This discussion is aimed at providing clarity to MFDs and RIAs on how they will have to position themselves for future growth.
Cafemutual in association with UTI Mutual Fund will conduct this webinar on October 20 at 5 pm.
The webinar will feature Sandeep Parekh, who had worked with SEBI as an Executive Director heading the Legal Affairs and Enforcement departments. Now, Sandeep is the founder of Finsec Law Advisors which is a leading financial sector law firm based in Mumbai.
The discussion will also feature Debashish Mohanty, President and Head of Sales of UTI MF. Mohanty has been in the MF industry since 1986 and has a deep understanding of the regulatory guidelines. Prem Khatri of Cafemutual will moderate this session.
Among the key discussion points will be:
- Roles and responsibilities of MFDs and RIAs
- Positioning of your business for future growth
- Definition of 'incidental advice' that MFDs can offer to their clients
- Can MFDs offer services like financial planning and goal planning
- Clarity on nomenclature of MFDs and how will it impact your business
- Compliance requirements for both MFDs and RIAs
- Trail commission structure for MFDs who want to become RIAs and vice versa
Click here to register yourself for the webinar
