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  • Success Stories Now an ISO Certified Financial Advisor!

    Now an ISO Certified Financial Advisor!

    Rajesh Hattangady got his company ISO 9001: 2008 certified to ensure quality and customer focus and it seems to have paid off well.
    Ravi Samalad Oct 28, 2012

    Rajesh Hattangady got his company ISO 9001: 2008 certified to ensure quality and customer focus and it seems to have paid off well.

    Although Rajesh could have joined his family’s chemical business after he graduated, he decided to do pursue his own dreams. Ironically, his inclination towards financial products grew after his father became a victim of mis-selling.

    Rajesh started as a distributor for Birla Sun Life Insurance. Though it was a sales job, Rajesh had decided from day one that he will not mis-sell any product to meet company’s targets. Initially, to acquire clients, Rajesh used to put up canopies near IT parks. However, they could not draw the crowd. Then Rajesh started distributing leaflets after crumpling them. These crumpled leaflets created curiousity and people started opening them and with that began his journey to success.

    He took up mutual fund distribution during 2004 under his company THiiNK. Around the same time Aditya Birla Money opened its office in Thane. He gave them applications worth Rs 2 crore on the inauguration day of the branch office!

    Rajesh is a community financial counsellor for Birla Sunlife Mutual Fund. He offers financial counselling and solutions to groups like SMEs, doctors, lawyers, etc who share common concerns. “SMEs have their unique problems in running their businesses. We advice them on how to retain employees through provident fund, gratuity, etc. We also help them manage their working capital needs effectively. We also take cognisance of employee’s problems and present them to the management and offer a win-win solution for both the management and the workforce,” says Rajesh Hattangady, Founder of THiiNK.

    In 2009, when entry loads were banned and most distributors were devising ways to sustain their business, Rajesh got his company ISO 9001:2008 certified from BM TRADA UK. Getting ISO certification has ingrained quality in management and processes and brought a customer focus in his practise. “My office can operate 90% optimally if I’m not present in office. We have documented everything. Nothing can be misplaced in our office. We have kept a register in our office where we record what time client first met us. We seek their feedback and comments in visitors register. Clients only come after prior appointment in our office. We have set certain standards for everything, for instance, minimum qualification of employees, code of conduct, etc.,” says Rajesh.

    His office is audited every year by an internal and external auditor. Rajesh records even the minutest errors taking place in his office so that his team members can prevent them in future. His office is so well designed that sometimes clients just come to sit in his office even if they have no work. “They ask me ‘Rajesh agar main apke office main baithu to koi problem to nahi? humko yahan accha lagta hai (Rajesh can I sit in your office for sometime if you don’t mind, I like your office),” he says.

    Having ISO certification has certainly helped his company establish a certain trust among his existing and prospective clients. “Clients know that we stand for certain standards and ethics,” he says.

    Rajesh has a team of three out of which one of them is CFP certified. “I want to train my team in such a way that they can be future entrepreneurs,” says Rajesh. His company caters to more than 1000 clients across mutual funds, life and general insurance from India and abroad. His goal is to achieve Rs 100 crore in retail assets.

    Rajesh is a shining example of how advisors can instil professional practices in their profession to race ahead in these challenging times.

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